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JM Financial Services Ltd. Corporate Identity Number: U67120MH1998PLC115415 Website: www.jmfinancialservices.in Corp. Off.: 5th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6704 0404. Fax: (022) 6704 3139. Regd. Off.: 7th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6630 3030. Fax: (022) 6630 3223. Compliance Officer: Amar Agrawal, Tel: (022) 4505 7165, Email: amar.agrawal@jmfl.com Stock Broker - INZ000195834 (NSE Membership No. 10548 | BSE Membership No. 325 | MSEI Membership No. 58300 | MCX Membership No. 56555 | NCDEX Membership No. 1282) Depository Participant - IN-DP-541-2020 Research Analyst - INH000001196 PMS - INP000000621 AMFI - ARN0002 Investment Adviser - INA000012351. JM Financial Commtrade Ltd. Corporate Identity Number: U51100MH2005PLC153110 Website: www.jmfinancialservices.in Corp. Off.: 5th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6704 0404. Fax: (022) 6704 3139. Regd. Off.: 7th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6630 3030. Fax: (022) 6630 3223. Compliance Officer: Kulwant Kaur Arora, Tel: (022) 4505 7294, Email: kulwant.arora@jmfl.com SEBI - INZ000045230 MCX Membership No. 29035, FMC UMC Code: MCX/TCM/CORP/0731 NCDEX Membership No. 00669, FMC UMC Code: NCDEX/TCM/CORP/0435 | Attention Investors: Prevent Unauthorized Transactions in your broking & demat account --> Update your Mobile Number/Email IDs with us. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day & information of your transactions directly from Exchanges on your mobile / email at the end of the day ........issued in the interest of investors. | Attention Investors: 1. a) Beware of fixed/guaranteed/regular returns/capital protection schemes. Stock Brokers (Brokers/Members) or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities/commodities given to the Broker under any arrangement/agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. b) Do not keep funds idle with the Stock Broker, Please note that your Stock Broker Stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities/commodities, without any transaction on the Exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. | 2. Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section. | 3. Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. | 4. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. | 5. Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.
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